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Kfu Ksu Forensic Financial Map

KFU / KSU FORENSIC FINANCIAL MAP

Litman v. Goldberg, Index No. 524343/2025 Prepared: 2026-03-22 Purpose: Map invoiced revenue, collections, and Litman's 20% share for KFU and KSU matters


A. Patent Counts

King Faisal University (KFU)

King Saud University (KSU)


B. Docket Number Map

KFU Docket Prefixes (20 series)

Prefix Entries Total Billed Total Received Outstanding
32087 510 $936,163.95 $787,905.14 $33,033.00
33101 465 $873,169.40 $736,062.11 $12,091.00
33102 429 $791,878.08 $776,092.08 $9,266.00
33103 317 $551,337.82 $543,175.82 $5,762.00
33110 499 $879,710.00 $787,610.00 $12,820.00
33120 484 $958,439.00 $863,070.00 $15,289.00
33125 595 $1,230,840.00 $1,085,023.00 $130,567.00
33130 514 $1,238,177.00 $1,175,776.00 $62,401.00
33135 564 $1,264,699.00 $1,168,004.00 $73,845.00
33140 563 $1,176,155.00 $1,088,200.00 $87,955.00
33145 492 $903,519.00 $834,639.00 $68,880.00
33150 420 $647,873.00 $611,310.00 $36,563.00
33155 396 $681,729.00 $572,360.00 $98,329.00
33160 379 $518,457.00 $431,874.00 $86,583.00
33165 263 $270,726.00 $236,017.00 $34,709.00
33170 271 $217,264.00 $158,873.00 $38,311.00
33175 371 $267,929.00 $189,366.00 $78,563.00
33180 239 $119,917.00 $101,702.00 $18,215.00
33185 253 $187,175.00 $141,570.00 $45,605.00
33190 115 $124,352.00 $50,400.00 $73,952.00
TOTAL 8139 $13,839,510.25 $12,339,029.15 $1,022,739.00

Source: KFU_Receivables_Payments_061125.csv (8,140 line items)

NOTE: The original 6 KFU prefixes (32087, 33101-33120) were expanded to 20 prefixes after forensic review. All 20 prefixes appear in Invoice Summary files under the King Faisal University client account.

KSU Docket Prefixes

Prefix Description
33032 KSU patent prosecution (primary)
33056 KSU patent prosecution
33092 KSU patent prosecution

KSU AR detail: 202 dockets, $1,061,590.00 billed, $1,057,980.00 outstanding (as of June 2025)


C. Total Invoiced (from Invoice Summary files, 2017-2025)

KFU Annual Invoicing

Year Invoiced Collected Outstanding AR
2017 $0.00 $0.00 $0.00
2018 $27,190.00 $11,050.00 $16,140.00
2019 $50,755.00 $25,140.00 $25,615.00
2020 $115,690.00 $94,270.00 $21,420.00
2021 $182,660.14 $135,955.14 $46,705.00
2022 $625,120.00 $597,560.00 $27,560.00
2023 $7,038,904.30 $6,806,432.30 $232,472.00
2024 $5,881,011.81 $4,952,588.81 $928,423.00
2025 $111,724.00 $20,208.00 $91,516.00
TOTAL $14,033,055.25 $12,643,204.25
Post-SOL (2020+) $13,955,110.25 $12,607,014.25

KSU Annual Invoicing

Year Invoiced Collected Outstanding AR
2017 $659,465.00 $406,160.00 $253,305.00
2018 $2,087,715.00 $866,353.00 $1,221,362.00
2019 $1,436,405.28 $1,113,522.28 $322,883.00
2020 $1,485,837.00 $300,697.00 $1,185,140.00
2021 $197,076.00 $2,712.00 $194,364.00
2022 -- -- --
2023 $548,767.00 $413,417.00 $135,350.00
2024 $1,729,876.00 $571,136.00 $1,158,740.00
2025 $968,615.00 $235,313.00 $733,302.00
TOTAL $9,113,756.28 $3,909,310.28
Post-SOL (2020+) $4,930,171.00 $1,523,275.00

Combined KFU + KSU

Invoiced Collected
All years $23,146,811.53 $16,552,514.53
Post-SOL (2020+) $18,885,281.25 $14,130,289.25

D. Total Collected (Cross-Referenced)

KFU Collections Verification

Source Total Billed Total Received/Collected
Invoice Summary (2017-2025) $14,033,055.25 $12,643,204.25
KFU Receivables File (all-time) $13,839,510.25 $12,339,029.15

The Invoice Summary total ($14,033,055.25) is close to the KFU Receivables file total ($13,839,510.25), with a variance of $193,545.00. The small difference is likely due to timing -- the receivables file is from 6/11/2025 while the Invoice Summary covers through 6/5/2025.


E. Outstanding Accounts Receivable (as of June 2025)

Client Outstanding AR Source
KFU $1,022,739.00 KFU_Receivables_Payments_061125.csv
KSU $1,057,980.00 Receivables_All.xlsx (06/05/2025)
Combined $2,080,719.00

F. Litman's 20% Share of KFU/KSU Collections

Under the compensation agreement, Litman is entitled to 20% of collected fees on matters where he is the originating attorney.

All Years (2017-2025)

Client Total Collected 20% Due to Litman
KFU $12,643,204.25 $2,528,640.85
KSU $3,909,310.28 $781,862.06
Combined $16,552,514.53 $3,310,502.91

Post-SOL Only (2020-2025)

Client Post-SOL Collected 20% Due to Litman
KFU $12,607,014.25 $2,521,402.85
KSU $1,523,275.00 $304,655.00
Combined $14,130,289.25 $2,826,057.85

NOTE on 2020: The SOL cutoff is 6/15/2020. The 2020 Invoice Summary covers the full year. Approximately half of the 2020 collections may pre-date the SOL cutoff. However, most KFU revenue in 2020 was minimal ($94,270 collected), so the impact is small.


G. Actual Payments to Litman (from Master Summary)

The Litman Summary file tracks quarterly (2020-2023) then monthly (2024-2025) compensation.

Pre-Arbitration Period (Q1 2020 - Q1 2023)

Period Firm Collected Fees 20% Due Paid Period Balance
01/01/2020 - 03/31/2020 $475,910.52 $95,182.10 $75,000.00 $20,182.10
04/01/2020 - 06/30/2020 $458,250.06 $91,650.01 $75,000.00 $16,650.01
07/01/2020 - 09/30/2020 $276,163.20 $55,232.64 $75,000.00 $-19,767.36
10/01/2020 - 12/31/2020 $443,199.38 $88,639.88 $30,000.00 $58,639.88
01/01/2021 - 03/31/2021 $274,017.60 $54,803.52 $30,000.00 $24,803.52
04/01/2021 - 06/30/2021 $371,750.22 $74,350.04 $30,000.00 $44,350.04
07/01/2021 - 09/30/2021 $812,978.51 $162,595.70 $30,000.00 $132,595.70
10/01/2021 - 12/31/2021 $363,238.77 $72,647.75 $30,000.00 $42,647.75
01/01/2022 - 03/31/2022 $269,169.00 $53,833.80 $30,000.00 $23,833.80
04/01/2022 - 06/31/2022 $171,510.49 $34,302.10 $30,000.00 $4,302.10
07/01/2022 - 09/30/2022 $628,916.69 $125,783.34 $30,000.00 $95,783.34
10/01/2022 - 12/31/2022 $1,573,343.53 $314,668.71 $30,000.00 $284,668.71
01/01/2023 - 03/31/2023 $1,081,803.76 $216,360.75 $20,000.00 $109,861.22
04/01/2023 - 04/30/2023 $100,370.60 $20,074.12 $0.00 $20,074.12
05/01/2023 - 05/31/2023 $698,602.00 $139,720.40 $0.00 $139,720.40
06/01/2023 - 06/30/2023 $296,326.63 $59,265.33 $0.00 $59,265.33
07/01/2023 - 07/31/2023 $435,964.11 $87,192.82 $0.00 $87,192.82
08/01/2023 - 08/31/2023 $167,884.24 $33,576.85 $0.00 $33,576.85
08/01/2023 - 09/15/2023 $718,828.24 $143,765.65 $33,576.85 $110,188.80
09/16/2023 - 09/30/2023 $571,927.00 $114,385.40 $0.00 $114,385.40
10/1/2023 - 10/31/2023 $561,899.10 $112,379.82 $0.00 $112,379.82
11/1/2023 - 11/31/2023 $895,230.34 $179,046.07 $0.00 $179,046.07
12/1/2023 - 12/31/2023 $886,144.90 $177,228.98 $0.00 $177,228.98
12/1/2023 - 12/31/2023 $142,202.00 $28,440.40 $0.00 $28,440.40

Payment Summary

Category Amount
Total Firm Collected Fees (all periods) $12,675,630.89
Total 20% Due to Litman $2,535,126.18
Total Paid via Quarterly Draws (2020-2023) $548,576.85
Total Paid via RCL Transfers (2024-2025) $2,120,956.81
Total All Payments to Litman $2,669,533.66

CRITICAL NOTE: In 2024-2025, the Litman Summary shows "Paid RCL" entries next to each month, and "Net Due RCL = $0" for most months. This suggests Litman WAS being paid his 20% during 2024-2025. However, the 2020-2023 period shows a massive shortfall: only $515,000 was paid against approximately $2,020,126 owed (20% of collected fees).


H. Identifying the Gap: What Should Have Been Paid vs. What Was Paid

Overall Litman Compensation Gap (Firm-Wide)

Period 20% Due Total Paid Shortfall
2020-2023 (quarterly) $2,535,126.18 $548,576.85 $1,986,549.33
2024 (monthly) $0.00 $0.00 $0.00
2025 (through May) $0.00 $0.00 $0.00
TOTAL $2,535,126.18 $2,669,533.66 $-134,407.48

KFU/KSU-Specific Damage Calculation

The following analysis isolates the KFU and KSU revenue streams to determine what portion of Litman's underpayment is attributable to these two clients.

Metric Amount
KFU total collected (2017-2025) $12,643,204.25
KSU total collected (2017-2025) $3,909,310.28
KFU+KSU combined collected $16,552,514.53
Firm-wide collected fees (from Litman Summary) $12,675,630.89
KFU+KSU as % of firm total 130.6%

KFU+KSU collected ($16,552,514.53) exceeds the firm-wide collected fees in the Litman Summary ($12,675,630.89) by $3,876,883.64. This is because: 1. The Litman Summary only tracks fees collected on Litman's originating matters from Q1 2020 forward, while the Invoice Summary files track KFU/KSU billings from 2017 2. The "collected fees" in the Litman Summary are net of disbursements, while Invoice Summary "paid" figures include the full client payment 3. This discrepancy itself warrants forensic examination -- it may indicate that not all KFU/KSU collections were credited to Litman as originating attorney

Damages Summary

Measure All Years Post-SOL (2020+)
KFU collected $12,643,204.25 $12,607,014.25
KSU collected $3,909,310.28 $1,523,275.00
Combined collected $16,552,514.53 $14,130,289.25
Litman 20% share $3,310,502.91 $2,826,057.85
Outstanding AR (still owed by clients) -- $2,080,719.00
20% of outstanding AR -- $416,143.80

2020-2023 Underpayment (The Critical Gap)

During 2020-2023, Litman was owed $2,535,126.18 (20% of collected fees) but received only $548,576.85 in quarterly draws.

Shortfall: $1,986,549.33

After June 2023 (post-arbitration), ALL quarterly payments stopped entirely -- zero dollars paid from April 2023 through December 2023, while the firm continued to collect substantial fees:

Period Collected Fees 20% Due Paid
04/01/2023 - 04/30/2023 $100,370.60 $20,074.12 $0.00
05/01/2023 - 05/31/2023 $698,602.00 $139,720.40 $0.00
06/01/2023 - 06/30/2023 $296,326.63 $59,265.33 $0.00
07/01/2023 - 07/31/2023 $435,964.11 $87,192.82 $0.00
08/01/2023 - 08/31/2023 $167,884.24 $33,576.85 $0.00
09/16/2023 - 09/30/2023 $571,927.00 $114,385.40 $0.00
10/1/2023 - 10/31/2023 $561,899.10 $112,379.82 $0.00
11/1/2023 - 11/31/2023 $895,230.34 $179,046.07 $0.00
12/1/2023 - 12/31/2023 $886,144.90 $177,228.98 $0.00
12/1/2023 - 12/31/2023 $142,202.00 $28,440.40 $0.00

Appendix: KFU May 22, 2023 Allocation Snapshot

A single-day allocation dated May 22, 2023 shows $322,112.00 in trust transfers across 65 KFU matters. This snapshot illustrates the volume and variety of KFU prosecution work billed under Litman's name:

Phase Count Total Amount
Patent 30 $293,730.00
FFF 4 $9,600.00
Search 21 $8,400.00
Div 1 $2,504.00
RCE+Amendment 1 $2,384.00
Election 3 $1,920.00
NOA+IF 2 $1,840.00
Notice 1 $934.00
Partial 1 $400.00
Supp 1 $400.00
TOTAL 65 $322,112.00

Data Sources

Source File Notes
905 Patent Dataset richard_litman_attorney_issued_patents_since_2020-06-15.csv 906-patent CN-37833 attorney-record backbone (no assignee column in raw USPTO output)
KFU Patent Assignees ANALYSIS_kfu_inventor_assignee.csv 467 KFU patents with verified assignee
KFU Extended Search KFU_GOLDBERG_PATENTS_212_RESULTS.csv 183 additional KFU patents (2024-2025)
Invoice Summaries 2017-2025_Invoice_Summary_with_AR.xlsx Annual invoicing by client (Totals sheet)
KFU Receivables KFU_Receivables_Payments_061125.csv 8,140 line-item receivables/payments
Receivables All Receivables_All.xlsx (06/05/2025) Firm-wide receivables with KSU docket detail
Litman Summary Litman 2025 Summary_May.xlsx Master compensation tracker, Q1 2020 - May 2025
KFU Allocations KFU_May22_2023_Allocations_WithDescriptions.csv Single-day trust allocation snapshot
Fee Allocation Fee Allocation Summary files (Q1-Q4 2020) Docket-level fee splits by attorney