Source: evidence/google_drive_download_20260415/download_extracted/0009- Bank Statements (RL_6815-9966).pdf
Bates Range: RL_6815 - RL_9966 (3,152 pages total)
Pages Analyzed: 1001-1500 (plus full-document cross-referencing)
Date: 2026-04-15
The entire 3,152-page PDF consists exclusively of personal bank/brokerage statements for Richard C. Litman and his family members. It does NOT contain NGM operating, trust, or escrow account statements.
| Page Range | Account Holder | Institution | Type |
|---|---|---|---|
| 1-482 | CHERYL L LITMAN | Wells Fargo Advisors / Fidelity | Personal brokerage |
| 483-678 | JESSICA BROOKE LITMAN & RICHARD C LITMAN JT WROS | Wells Fargo Advisors | Personal brokerage |
| 679-1044 | DANIEL GRANT LITMAN & RICHARD C LITMAN JT WROS | Wells Fargo Advisors | Personal brokerage |
| 1045-1494 | JESSICA BROOKE LITMAN & RICHARD C LITMAN JT WROS | Wells Fargo Advisors | Personal brokerage (annual statements) |
| 1495-2618 | VICTORIA GRACE LITMAN & RICHARD C LITMAN JT WROS | Wells Fargo Advisors | Personal brokerage |
| 2619-2786 | DANIEL GRANT LITMAN & RICHARD C LITMAN JT WROS | Wells Fargo Advisors | Personal brokerage (annual statements) |
| 2787-3152 | RICHARD C LITMAN | Freedom Bank of Virginia | Personal checking ("Freedom Ba$ic") |
Pages 1001-1044 are Daniel Grant Litman & Richard C Litman JT WROS (Wells Fargo Advisors brokerage, Dec 2022 - Jan 2023). Predominantly consumer spending: Apple, Uber, Instacart, Microsoft subscriptions, Airbnb, Venmo. Incoming rent payments from Megan Farzaneh ($882.50/month) and Midas Touch Management LLC ($882.50 office rent).
Pages 1045-1494 are Jessica Brooke Litman & Richard C Litman JT WROS (Wells Fargo Advisors brokerage). Includes 2018 annual summary, 2019-2022 annual statements. Very large account -- 128-page 2019 annual, 160-page 2021 annual, 102-page 2022 annual.
Pages 1495-1500 begin Victoria Grace Litman & Richard C Litman JT WROS.
No NGM firm transactions, wire transfers, or Middle East client payments appear in pages 1001-1500.
Litman was PAYING NGM from his personal brokerage account (Richard C Litman & Cheryl Litman JT WROS). Two distinct payment series:
| Date | Amount | Source |
|---|---|---|
| 6/23/2021 | -$868.21 | P640 |
| 7/26/2021 | -$868.21 | P642 |
| 8/27/2021 | -$868.21 | P643 |
| 9/24/2021 | -$868.21 | P644 |
| 10/27/2021 | -$868.21 | P645 |
| 11/24/2021 | -$868.21 | P646 |
| 12/27/2021 | -$868.21 | P647 |
| Total: | -$6,077.47 |
| Date | Amount | Source |
|---|---|---|
| 1/31/2022 | -$1,000.56 | P665 |
| 3/02/2022 | -$1,000.56 | P666 |
| 3/31/2022 | -$1,000.56 | P667 |
| 4/29/2022 | -$1,000.56 | P668 |
| 5/31/2022 | -$1,000.56 | P668 |
| 6/29/2022 | -$1,000.56 | P669 |
| 7/29/2022 | -$1,000.56 | P670 |
| 8/26/2022 | -$1,000.56 | P671 |
| 9/29/2022 | -$1,000.56 | P672 |
| 10/27/2022 | -$1,000.56 | P673 |
| 12/01/2022 | -$1,000.56 | P674 |
| 12/28/2022 | -$1,000.56 | P675 |
| 2/27/2023 | -$1,000.56 | P480 |
| Total (visible): | -$13,007.28 |
What is this? Litman was paying NGM approximately $868-$1,001/month from his personal account. This could be: - Office-related costs (utilities, insurance, etc.) for the Alexandria office - Professional dues or costs billed through NGM - Health insurance premiums (the amount changed around the time health insurance terms may have been renegotiated) - Other pass-through charges
Evidentiary significance: These are OUTGOING payments FROM Litman TO NGM -- the reverse of the expected payment flow. If NGM owed Litman millions (per the $2.4M reconstruction), the simultaneous collection of monthly payments from Litman is an additional aggravating factor.
Check #0002073, from RCL & Cheryl Litman JT WROS account (P648). Same statement also shows: - $40.00 check to USPTO (2/24/2021) - $30,145.32 check to LAKESIDE BROOKLYN LLC (2/3/2021) -- this is a Brooklyn entity, possibly connected to Goldberg's Brooklyn operations - $7,650.00 check to JANET SCHEK LONG TERM TRUST (4/29/2021)
The Fidelity brokerage account 645375268 (identified in Finding #104 as the account receiving NGM W-2 advance payments) appears extensively throughout the document. These are OUTGOING transfers FROM the Fidelity account TO other Litman family brokerage accounts at Wells Fargo -- showing how NGM's W-2 payments were distributed to the family.
| Date | Amount | Page |
|---|---|---|
| 10/02/2019 | $10,000 | P598 |
| 11/27/2019 | $10,000 | P598 |
| 12/31/2019 | $10,000 | P599 |
| 2/06/2020 | $10,000 | P611 |
| 2/18/2020 | $20,000 | P611 |
| 3/16/2020 | $10,000 | P612 |
| 4/17/2020 | $10,000 | P612 |
| 5/18/2020 | $10,000 | P612 |
| 6/03/2020 | $10,000 | P613 |
| 7/02/2020 | $10,000 | P613 |
| 7/16/2020 | $10,000 | P614 |
| 7/28/2020 | $10,000 | P614 |
| 8/28/2020 | $10,000 | P615 |
| 9/28/2020 | $10,000 | P616 |
| 10/28/2020 | $40,000 | P618 |
| 10/29/2020 | $10,000 | P618 |
| 12/02/2020 | $10,000 | P619 |
| 6/10/2021 | $20,000 | P639 |
| 6/23/2021 | $25,000 | P640 |
| 10/14/2021 | $20,000 | P644 |
Bi-weekly $2,500 transfers throughout 2019-2022, totaling approximately $60,000/year. Also includes: - $20,000 on 8/09/2021 (P1385) - $10,000 on 6/01/2022 (P1485)
Similar bi-weekly $2,500 transfers, also with periodic larger amounts ($10,000 on 3/12/2020).
Pattern: NGM W-2 payments flowed into Fidelity 645375268, then were systematically distributed to family member accounts -- approximately $2,500 bi-weekly to each child's account plus larger periodic transfers to the joint RCL/Cheryl account.
On 4/17/2020, a $25,000 wire transfer was received from BANK OF AMERICA, N into the RCL & Cheryl Litman JT WROS account (P612, RL_007426). Reference: "WT FED#00354."
Significance: This wire came from Bank of America -- the same bank where NGM holds its primary accounts (BOA Escrow/Trust ending 8777, BOA Wire Receipt ending 8751, BOA Operating ending 2417). This $25,000 transfer occurred in April 2020 -- within the post-SOL period -- and may represent an NGM payment routed through BOA rather than via the normal Fidelity channel.
A massive $758,525.29 incoming wire from FIRST EXCEL TITLE LLC was received into the RCL & Cheryl account on 12/17/2020 (P620, RL_007434). This appears to be a real estate transaction closing (title company wire).
Same day also shows: - $17,212.50 outgoing wire to JP MORGAN CHASE on 12/15/2020
$50,000 wire received from NATIONAL FINANCIAL (Fidelity's clearing arm) on 10/2/2019 (P598, RL_007412). Reference: "WT FED#09472." This is likely a distribution from another Fidelity account or investment.
From Freedom Bank personal checking, $380,000 paid to IRS USATAXPYMT on 4/12/2019 (P2868, RL_009682). This enormous tax payment corresponds to a period when Litman's Freedom Bank balance jumped from ~$67K to ~$566K around 4/8/2019 (implying ~$500K was deposited shortly before). The $380K IRS payment is consistent with income from Litman's law practice/NGM.
Check #0002070 for $30,145.32 to LAKESIDE BROOKLYN LLC written on 2/3/2021 from the RCL & Cheryl account (P648, RL_007462). "Lakeside Brooklyn" is a Brooklyn-based entity. This is notable given Goldberg operates from Brooklyn. Needs investigation -- could be rent for a Brooklyn property, or connected to Goldberg-related real estate.
This is Litman's PERSONAL checking account at Freedom Bank -- NOT the NGM trust accounts (220001028 and 220001002). The NGM trust accounts are separate accounts that do not appear in this document.
| Date | Approximate Balance |
|---|---|
| April 2019 | $566,000 |
| June 2019 | $157,000 |
| Sept 2019 | $42,000 |
| Jan 2020 | $58,000 |
| March 2020 | $22,000 |
| June 2020 | $33,000 |
| July 2020 | $68,500 |
| Sept 2020 | $82,000 |
| Dec 2020 | $17,000 |
| March 2021 | $11,000 |
| June 2021 | $8,500 |
| Sept 2021 | $1,986 |
| Dec 2021 | $1,213 |
Evidentiary significance: The decline from $566K to $1.2K over 32 months shows Litman's personal liquidity evaporating during the exact period NGM was collecting millions through his name. By late 2021, his Freedom Bank personal account was nearly empty -- while NGM held undisclosed funds in the separate Freedom Bank trust accounts (Finding #99).
Page 1089 (2019 Annual Statement, Jessica Brooke Litman account): $30,000 ACH transfer on 12/14/2019 from THE FREEDOM BANK OF VIRG checking account ending 4818 to the Wells Fargo brokerage account. This confirms the Freedom Bank personal checking account number ends in 4818.
| Finding | Significance |
|---|---|
| Litman paid NGM $868-$1,001/month (2021-2023) | NGM collecting FROM Litman while owing him millions |
| Fidelity 645375268 distribution pattern | NGM W-2 payments systematically distributed to family |
| $25K BOA wire (4/17/2020) | Possible NGM payment via BOA (same bank as NGM accounts) |
| Freedom Bank personal account ending 4818 | Distinct from NGM trust accounts 220001028/220001002 |
| Balance decline $566K to $1.2K (2019-2021) | Litman's liquidity evaporated while NGM collected through his name |
| $380K IRS payment (4/12/2019) | Confirms substantial pre-SOL income from practice |
| $30,145.32 to LAKESIDE BROOKLYN LLC | Brooklyn entity -- possible Goldberg connection |
These must be obtained through separate discovery/subpoena targeting NGM's firm accounts.